Archive for the ‘workplace’ Category
extended q & a with daniel beunza about taking the floor: models, morals, and management in a wall st. trading room
Following 9/11, Wall St. firms struggled to re-establish routines in temporary offices. Many financial firms subsequently made contingency plans by building or renting disaster recovery sites. As we see now, these contingency plans relied upon certain assumptions that did not anticipate current pandemic conditions:
The coronavirus outbreak threw a wrench into the continuity planning that many Wall Street companies had put in place since at least the Sept. 11 terrorist attacks. Those plans were largely built around the idea that if trading at a bank headquarters was knocked off-line, groups of traders would decamp to satellite trading floors outside the radius of whatever disaster had befallen New York. But those plans quickly became unworkable, given the dangers of infections from coronavirus for virtually all office work that puts people close to one another.
“This is really not the disaster that they had planned for,” said Daniel Beunza, a business professor at the City University of London, who has studied and recently written a book on bank trading floor culture.
Just in time for us to understand the importance of face-to-face proximity in the workplace, Beunza has a new book Taking the Floor: Models, Morals, and Management in a Wall Street Trading Room (2019, Princeton University Press) based on years of ethnographic observation. Beunza kindly agreed to an extended Q&A about his research.
Q: “Chapter 1 of your book describes how you were able to gain access to an organization, after two failed attempts. Quinn, a classmate, offers to introduce you to a former co-worker of his from finance: Bob, now the head of a derivatives trading floor at International Securities. You meet with Bob and observe activities, where you realize that the trading floor no longer looks or sounds like prior literature’s depictions. After this first meeting, you send over “sanitized” field notes about your first visit (p. 32), and you meet again with Bob, who has even read and reflected on these field notes. This second meeting to go over your initial impressions starts a longer relationship between yourself and this unit of International Securities [a pseudonym]. You have your own desk on the floor, where you can write down notes.
In subsequent years, after the bulk of your field research ends, you invite Bob to come as a guest speaker in your Columbia Business School classes. Your book recounts how bringing in Bob not only offers the MBA finance students perspective on their desired field of employment, but might also smooth over student-professor relations, especially since teaching evaluations matter. Afterwards, Bob comments on the students’ late arrivals to class and how he handled the equivalent in his workplace, helping you to understand divergences in your respective approaches to relationships and organizations.
In chapter 8, your book describes your interview with Peter, an executive who had worked with Bob at International Securities. Peter describes how most Wall Streeters might react to researchers’ requests for access:
“Bob is a curious dude. He reads a lot. He befriended you because he was curious. Most guys on Wall Street would say, ‘Oh, another academic from Columbia? Thank you very much. Goodbye. I don’t have time for you. You’re going to teach me a new algorithm? You’re going to teach me something big? Okay. Come in and sit down. And I’ll pay you, by the way.’ But a sociologist? ‘Wrong person on my trading floor. A desk? No. You’re crazy. Go away.’ So Bob has those qualities, and many of the people you see here have those qualities” (p. 168).
Peter’s comment, along with your observations, also offers a colleague’s assessment of Bob’s management style. Rather than relying on money as an incentive or fear as a motivation, Bob hires people ‘who were a little different,’ and he cultivates relationships by spending time with employees during work hours in supportive and subtle ways, according to Peter. (Elsewhere, your book notes that this does not extend to colleagues having drinks outside of work – a way that other organizations can cultivate informal relations.)
Your book argues that such practices, when coupled with clearly communicated values delineating permissible and impermissible actions, constitute “proximate control.” Such efforts can check potential “model-based moral disengagement” where parties focus on spot transactions over longer-term relationships; this focus can damage banks’ viability and legitimacy. In other words, your book posits that face-to-face contact can channel decisions and actions, potentially reigning in the damaging unknown unknowns that could be unleashed by complex financial models.
First, the content question:
These analyses remind me of older discussions about managerial techniques (notably, Chester Barnard, who built upon Mary Parker Follet’s ideas) and mantras (Henri Fayol’s span of control), as well as more recent ones about corporate culture. Indeed, your book acknowledges that Bob’s “small village” approach may seem “retro” (p. 170).
That said, your book underscores how people and organizations still benefit from face-to-face connection and interdependency. Some workplaces increasingly de-emphasize these aspects, as work has become virtually mediated, distributed, asynchronous, etc. Why and how does it matter so much more now? How are these findings applicable beyond the financial sector?”
Beunza: “Face-to-face connections are crucial, but I should add that the perspective coming out of the book is not a luddite rejection of technology. The book makes a sharp distinction between valuation and control. The use of models to value securities is in many ways a more advanced and more legitimate way of pursing advantage on Wall Street than alternatives such as privileged information.
However, the use of models for the purpose of control raises very serious concerns about justice in the organization. Employees are quickly offended with a model built into a control tool penalizes them for something they did correctly, or allows for gaming the system. If perceptions of injustice become recurring, there is a danger that employees will morally disengage at work, that is, no longer feel bad when they breach their own moral principles. At that point, employees lose their own internal moral constraints, and become free to pursue their interests, unconstrained. That is a very dangerous situation.
I would argue this is applicable to all attempts at mechanistically controlling employees, including other industries such as the Tech sector, and not-for-profit sectors such as academia. Some of the warmest receptions of my book I have seen are by academics in the UK, who confront a mechanistic Research Assessment Exercise that quantifies the value of their research output.”
Q: “Second, the reflexivity question:
Did you anticipate how Bob’s visit to your Columbia Business School classroom might provide additional insight into your own “management” [facilitation?] style and your research regarding financial models and organizations? How have research and teaching offered synergistic boosts to respective responsibilities? How do such cross-over experiences – discussing issues that arise in researcher’s organizations, which probably constitute “extreme” cases in some dimensions – help with developing organizational theory?”
Beunza: “Back in 2007, I had a diffuse sense that I would learn something of significance when inviting Bob to my classroom, but was not sure what. Before I saw him, I suspected that my original view of him as a non-hierarchical, flat-organization type of manager might not quite be entirely accurate, as a former colleague of him said he was a “control freak.” But I had no way of articulating my doubts, or take them forward. His visit proved essential in that regard. As soon as he showed up and established authority with my unruly students, I understood there was something I had missed in my three years of fieldwork. And so I set out to ask him about it.
More generally, my teaching was instrumental in understanding my research. MBA students at Columbia Business School did not take my authority for granted. I had to earn it by probing, questioning, and genuinely illuminating them. So, I develop a gut feeling for what authority is and feels like. This helped me understand that asking middle managers to abdicate their decisions in a model (which is what the introduction of quantitative risk management entailed in the late 90s) is a fundamental challenge to the organization.”
Q: “This, a methods question:
Peter’s comment underscores what Michel Anteby (2016) depicts as “field embrace” – how an organization welcomes a researcher – as opposed to denying or limiting access. Anteby notes how organizations react to researchers’ requests to access is a form of data. How did Bob’s welcoming you and continued conversations over the years shed additional insight into your phenomena?”
Beunza: “Anteby is right that the bank’s form of embrace is data. Indeed, I could not quite understand why International Securities embraced my presence in the early 2000s until 2015, when Bob laid out for me the grand tour of his life and career, and allowed me to understand just how much of an experiment the trading floor I had observed was. Bob truly needed someone to witness what he had done, react back to it, accept or challenge the new organization design. And this was the most fundamental observation of the research process – the one that motivates the book. My entire book is an answer to one question, “how did Bob’s experiment perform?” that I could only pose once I understood why he had embraced my presence.”
————– Read more after the jump ———— Read the rest of this entry »
interstitial bureaucracy: high performing governmental agencies operating in ineffective governments
Back in February (which now seems like an eternity from a fast-disappearing alternate reality), sociologist and organizational researcher Erin Metz McDonnell virtually visited my graduate Organizations, Markets, and the State course to talk about her research on high performing governmental agencies in Ghana. McDonnell initiated an electrifying and dynamic discussion about the applicability of her research findings. She also shared her experience with the opaque process of how researchers form projects that contribute to public knowledge.
Many of her observations about organizing practices are particularly timely now that the US and other nation-states face extreme challenges that demand more proactive, rather than retroactive, preparations for pandemic conditions.
Here’s a digest of what we learned:
- Why Ghana? Prior to graduate school, McDonnell went to Ghana on a Fulbright award. These experiences helped her question conventional organizational orthodoxy, including generalized statements about “states do this” built on research conducted in North America. Using such observed disjunctures between the organizational canon and her lived experience, McDonnell refined research questions. When she returned to Ghana, she identified high performing governmental units and undertook interviews.
- Why did McDonnell include other cases, including 19th century US, early 21st century China, mid-20th century Kenya, and early 21st century Nigeria? McDonnell discussed the importance of using research in other countries and time periods to further flesh out dimensions of interstitial bureaucracy.
- How did McDonnell coin the term interstitial bureaucracy? Reviewers didn’t like McDonnell’s originally proposed term to describe the habits and practices of effective bureaucrats. “Subcultural bureaucracy” was perceived as too swinging 1960s, according to reviewers.
- What can Ghana reveal about N. American’s abhorrence of organizational slack? McDonnell explained that high performing bureaucracies in Ghana reveal the importance of slack, which has been characterized as wasteful in N. American’s “lean” organizations. Cross training and “redundancies” help organizations to continue functioning when workers are sick or have difficulties with getting to work.
- Isn’t staff turn-over, where people leave after a few years for better paying jobs in the private sector or elsewhere, a problem? Interestingly, McDonnell considered staff turn-over a small cost to pay – she opined that securing qualified, diligent workers, even for a few years, is better than none. (Grad students added that some career bureaucrats become less effective over time)
- What can governmental agencies do to protect against having to hire (ineffective) political appointees? McDonnell explained how specifying relevant credentials in field (i.e., a degree in chemistry) can ensure the likelihood of hiring qualified persons to staff agencies.
For more, please check out McDonnell’s new book Patchwork Leviathan: Pockets of Bureaucratic Effectiveness in Developing States from Princeton University Press. Also, congrats to McDonnell on her NSF Career award!
“Organizations, Markets, & the State” course at the Graduate Center, CUNY, offered for this spring 2020
Are you a graduate student in the Inter-University Doctoral Consortium?* If so, please consider taking my “Organizations, Markets, & the State” class at the Graduate Center, CUNY. At student request, I am teaching this class on the sociology of organizations this spring 2020 on Wednesdays @11:45am-2:45pm. Our first class meets on Wed., Jan. 29, 2020.
In addition to covering the classics of organizational research, the course includes cutting edge organizational research. The course also incorporates topics and assigned readings based on enrolled students’ interests. When I’ve taught this class in past semesters, guest speakers, including Nicole P. Marwell, Jeff Sallaz, Michel Anteby, Caroline W. Lee, Frederick Wherry, Pilar Opazo, and Elizabeth Popp Berman, have discussed their research projects. (And, Fabio Rojas joined us for a special get-together during a visit to NYC!)
One of the aims of the class, besides learning substantive content, is to develop a local community of emerging scholars whose relationships spanning local, US, and international boundaries. So, if you are an organizations researcher who is located or will happen to be in the NYC area during spring 2020, please email me about presenting your research! We’ve also learned about professional development with guests, as participants are eager to learn about different kinds of institutions and career paths.
Here is the spring 2020 course description:
Organizations, Markets, & the State, Spring 2020
Graduate Center
Prof. Katherine K. Chen
Course Description
How can people coordinate action across growing groups in creative versus conventional ways?
How can people organize in ways that widen versus reduce power differentials among members?
How do people and organizations hoard advantages for a select few versus ensuring more equal access to all?
How do organizations fend off versus embrace market ideology, and how do organizations encourage members to adopt these perspectives?
Organizations are crucial actors in contemporary society, and they are also sites where many of us expend significant efforts connecting with or coordinating collective action. Despite their central role in shaping our experiences from education to the workplace to governance, organizations are often overlooked or taken-for-granted among researchers and laypersons. When researchers do study organizations, they typically pay little critical attention to power dynamics and organizing possibilities.
Building upon more critical perspectives, participants will learn why organizations form, how they develop, and how they can exacerbate or alleviate inequalities. We will also discuss organizations’ relations with the state and markets, and how these relations affect action. We will cover a variety of organizational forms, from conventional bureaucracies to networked firms to democratic organizations, with a focus on participants’ organizational fields of interest. Theories studied incorporate the classics, as well as cutting edge synthetic work like Strategic Action Fields (SAFs), racialized organizations, and relational inequality theory (RIT)’s inequality-generating mechanisms. Methodological approaches covered include ethnography, interviews, and other qualitative methods, and quantitative analyses.
This course supports deepening participants’ substantive knowledge, including preparing for comprehensives, extending cross-over expertise in a substantive area (i.e. social movements, urban sociology, stratification, education, cultural sociology, etc.), and designing and carrying out research. In addition, this course aims to both promote professional development and forming a community of supportive scholars for emerging research.
*If you are a student at one of the below schools, you may be eligible, after filing paperwork by the GC and your institution’s deadlines, to take classes within the Consortium:
Columbia University, GSAS
Princeton University – The Graduate School
CUNY Graduate Center
Rutgers University
Fordham University, GSAS
Stony Brook University
Graduate Faculty, New School University
Teachers College, Columbia University
New York University, GSAS, Steinhardt
“don’t be afraid to push big, bold projects” and “be brave and patient”: Dustin Avent-Holt and Donald Tomaskovic-Devey on producing Relational Inequality Theory (RIT)
Dustin Avent-Holt and Donald Tomaskovic-Devey, who collaboratively published their book Relational Inequalities: An Organizational Approach (Oxford University Press), graciously agreed to do a joint email interview with orgtheory! Here, we discuss their book and the process leading up to the production of the book. Readers who are thinking of how to apply relational inequality theory (RIT), join and bridge scholarly conversations, and/or handle collaborative projects, please take note.
First, I asked Dustin and Don substantive questions about RIT. Here, both authors describe how they used their workplaces in higher education as laboratories for refining their theory. Also, Don channeled his disappointment with the limits of Chuck Tilly’s Durable Inequalities into fueling this endeavor.
1. Katherine. How did you apply the insight of relational inequality in your own lives? For example, both of you are at public universities – how does knowing relational inequality affect your ways of interacting with other people and institutions?
Dustin. I think for me one of the ways I see this is becoming faculty during the process of writing the book and being in a transitioning institution. I was hired out of grad school to Augusta University when it had just merged with the Medical College of Georgia. With this merger, Augusta University moved from being a teaching-focused college to a comprehensive research university that includes both graduate and undergraduate programs and a mission focused on research. Experiencing this transition made me think through the daily lives of organizations in a much less structural way as I saw people negotiating and renegotiating the meaning of the institution, the practices and policies, creating new ways of fulfilling institutional roles, etc. I guess in that way it highlighted the work of Tim Hallet on inhabited institutionalism. As university faculty and staff, we didn’t just copy a bunch of templates from the environment, people were translating them and challenging them in the organization. And we still are, 7 years later, and I suspect we will be for a very long time. Organizations at that moment became enactments rather than structures for me, something to be relationally negotiated not simply imported. Don and my endeavor then to understand inequality in this context actually began to make more sense. And in fact during our weekly conversations about the book, I do remember often relating stories to Don of what was going on, and this certainly shaped how I thought about the processes we were thinking through.
I don’t know if that is what you were after in your question, but it is for me this experience shaped how I have come to think about organizations, and became central to how we think about organizations in the book.
Don. No fair, actually apply a theory in our own lives? Seriously though, I became pretty frustrated with the black hole explanations of local inequalities as reflecting “structure” or “history”. These can be analytically useful, but simultaneously disempowering. Yes, some students come to the University with cultural capital that matches some professors, but this does not make them better students, just relationally advantaged in those types of student-teacher interactions. At the same time the University exploits revenue athletes for its purposes while excluding many others from full participation. The struggles of first gen students and faculty are produced by relational inequalities.
As a department chair I was keenly aware of the university dance of claims making around status and revenue and that this had to be actively negotiated if our department was going to be able to claim and sequester resources. This sounds and to some extent is harsh, since success might mean taking resources indirectly from weaker or less strategic departments, although it can also feel insurgent if the resource appears to be granted or extracted from the Provost. But the truth is that university resources flow in a complex network of relationships among units, students, legislators and vendors (beware the new administrative software contract!).
The Dean will pretend this is about your unit’s “productivity”, it’s never that simple.* It’s also great to have allies, at UMass we have a great faculty union that works to level the playing field between departments and disrupt the administrative inequality dance.
* Katherine’s addition: Check out this satirical twitter feed about higher ed administration for laugh/cries.
the relational turn in the study of inequalities and organizations – guest post by Dustin Avent-Holt and Donald Tomaskovic-Devey
On behalf of Dustin Avent-Holt and Donald Tomaskovic-Devey, I am posting their guest post, a must-read for researchers looking for intersections between organizations and stratification. In their post, they describe the shortcomings of stratification research’s in focusing on “individual” characteristics and how they build upon organizational theory to examine organizations as inequality-generating mechanisms. Their post ends with possible research AND policy agendas for a more sustainable and equitable future.
By the end of the 1990s we began to see a relational turn in sociology, perhaps expressed most clearly in Mustafa Emirbayer’s Relational Manifesto. The core claim is that the basic unit of analysis for sociology (or perhaps the social sciences writ large) should be, neither the individual nor macro-level institutions, but the social relations between actors.
This relational claim is, of course, not new. Classical sociologists –Simmel, Marx, Mead, Blumer, Goffman– treated relationality as fundamental. All of symbolic interactionism, the economic sociologies of Granovetter’s embeddedness paradigm and Zelizerian relational work, organizational field theory, and the strong growth in network science are all contemporary exemplars.
But relationality was blurred in the mid-20thcentury though by the growth in statistical techniques and computer software packages that enabled the analysis of surveys of individuals. Blau and Duncan’s pathbreaking American Occupational Structure became the state of the art for stratification research, but it had the side effect of obscuring – both theoretically and methodologically – the relationality that undergirds the generation of inequalities.
Simultaneously, organizational sociology had its own theoretical blinders. The move towards New Institutionalism obscured the older focus on stakeholders and dominant coalitions, refocusing on legitimating processes in the environment through which organizations isomorphically converged. Charles Tilly’s book Durable Inequalities critiqued the status attainment model partly by adopting this view of organizations, treating organizations as inequality machines mechanically matching internal and external categories.
writing books and articles together
In sociology, it is very common for people to write a mix of books and articles. An ethnographer may do field work, then write two or three articles and also a book for the project. This is essentially the mode I work in.
On Facebook, someone asked how to balance the writing of books and articles. Should you do them at the same time, alternate, or what? This is probably one of those questions whose answer relies on the individual’s work style and personality, but I tend toward articles first and then the book.
For me, the issue is clarity and focus. Many of my research projects explore fairly complex social processes – the formation of academic disciplines, the ebb and flow of activism, the role of social media in politics. Thus, I can’t just run an experiment to isolate a process or download a data set. Rather, I must spend a lot of time collecting data and just understanding the subject of inquiry.
Thus, it makes little sense in my case to start with a new book first. Articles are great ways to make you focus your work, really clarify one finding of your work. Then, in my case at least, you will end up with a series of articles and unpublished papers that you can turn into a larger and more complete argument. Of course, the chronology of publication may not reflect it – an article can take years to work through the system, while books are faster – but using articles as book summaries, or chapter templates, naturally leads to a longer manuscript.
Feel free to add you writing practice thoughts in the comments.
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BUY THESE BOOKS!!
50+ chapters of grad skool advice goodness: Grad Skool Rulz ($4.44 – cheap!!!!)
A theory book you can understand!!! Theory for the Working Sociologist (discount code: ROJAS – 30% off!!)
The rise of Black Studies: From Black Power to Black Studies
Did Obama tank the antiwar movement? Party in the Street
Read Contexts Magazine– It’s Awesome!
(1) new sase submission deadline and (2) new grant available for researchers studying alternatives to hierarchical organization
Happy 2018, everyone! Two announcements:
- The SASE conference submission deadline has been extended to Jan. 29, 2018. Please consider submitting to the “alternatives to capitalism” network that I’m co-organizing.
- A new fellowship of interest to those studying worker cooperatives and similar organizational forms is now available via Rutgers University:
The Bill & Connie Nobles Fellowship
For the study of alternatives to hierarchy in organizing the activities of corporationsThis Fellowship supports research on alternatives to hierarchical organization in the corporation. Scholars will address whether management has any fundamental reason to control employees. Is there a practical alternative to far-reaching hierarchical control by management that can eliminate the root cause of some problems that hierarchical organizations face? The negative impacts of such control on human development and behavior became more apparent as managers sought to maximize the contributions of knowledge workers and encourage employees to think economically. The study may involve innovations in theory or practice, or case studies. Approaches for including employees in sharing equity and profits should be addressed in the proposal.
Doctoral candidates and pre/post tenure scholars in the social sciences and humanities may apply for the $25,000 stipend that can be used for research/travel expenses.
Submit an email application with a 1500 word proposal and a vita by February 28, 2018 with decisions by March 15. Please have three letters of reference sent separately to: fellowship_program@smlr.rutgers.edu
Info at: https://smlr.rutgers.edu/content/bill-nobles-fellowship and https://smlr.rutgers.edu/content/fellowships-professorships for a listing of all current and past Fellows or email the Director of the program at bschrief [at] smlr [dot] rutgers [dot] edu
harassment, destroyed careers, and returns to human capital
One of the consequences of #metoo is the burst of media stories about victims of harassment and abuse. One such story is about the actress Anabelle Sciora, whose career was on the rise before she was allegedly assaulted by Harvey Weinstein. Friends describe her withdrawal and decline in Hollywood.
This story shares much in common with our reports of violence and abuse. One feature of the experience is that people often withdraw from their social or work world after assault. I am not an expert on violent crimes, but this seems to be a very understandable reaction.
This leads to the major question of this post. If harassment and violence are common occurrences in many workplaces and withdrawal is a common response, to what degree are women’s, and men’s to a lesser extent, careers destroyed by workplace harassment and violence? I have no idea what the answer would look like, but it could potentially be high. In a hypothetical situation, if, say, 10% of men in a workplace are constantly harassing people with impunity, it could very easily decimate the female workforce in that organization or profession. And considering that many institutions, like universities, have poor track records in limiting or responding to even very serious harassment, it is worth considering how workplace environments may lead to notable wage and attainment gaps.
This is a tough question, and I welcome comments that can help address it.
50+ chapters of grad skool advice goodness: Grad Skool Rulz ($4.44 – cheap!!!!)/Theory for the Working Sociologist (discount code: ROJAS – 30% off!!)/From Black Power/Party in the Street / Read Contexts Magazine– It’s Awesome!
global resistance in the neoliberal university

…an international conference on Global Resistance in the Neoliberal University organized by the union will be held today and tomorrow, 3/3rd-4th at the PSC, 61 Broadway.Scholars, activists and students from Mexico, South Africa, Turkey, Greece, India and the US will lead discussions on perspectives, strategies and tactics of resisting the neoliberal offensive in general, and in the context of the university in particular.You can visit this site for a link to the conference program:Due to space constraints, conference registration is now closed. But we’re thrilled by the tremendous interest in the event! You can watch a livestream of the conference here: https://www.facebook.com/PSC.CUNY. If you follow us on our Facebook page, you will receive a notification reminding you to watch.We look forward to seeing some of you tonight and to discussing the conference with many of you in the near future.
book spotlight: abolish work, edited by nick ford
Abolish Work: An Exposition of Philosophical Ergophobia is a new anthology of anti-work writings, edited by Nick Ford. The anthology’s goal is simple – to present various arguments against work. They range from socialist anti-capitalist arguments, to left libertarians to people just being pissed off at work. The authors run the spectrum. There are selections from David Graeber (anti-work!) and David Boaz, who tells the reader just to get a job.
What I found fascinating most about the anthology is that is makes you think a lot about the anti-work position. Why do we need work? Are jobs degrading? Why is working considered desirable in comparison to not having a job? For me, the most compelling arguments come from those who correctly argue that work is inherently a negative thing. A number of authors make the correct distinction between work, which should be minimized, and leisure, which does not have to be minimized. They also correctly point out that there is an inherent tension between employers and employees in many cases.
The anthology did not ask if it is necessary for some people to work. Let’s take it for granted that work sucks and we would be wise to avoid it. Let’s further assume that technology will make it easier for more and more people to shift from work to leisure. But still, wouldn’t some people have to work? And is that really such a bad thing?
Still overall, I enjoyed this book very much and it challenges a very central element of the modern ethos, that work is good. Recommended!
50+ chapters of grad skool advice goodness: Grad Skool Rulz ($5 – cheap!!!!)/Theory for the Working Sociologist/From Black Power/Party in the Street
cfp: “Seeking a More Just and Egalitarian Economy: Realizing the Future via Co-operatives, Communes, and Other Collectives” at SASE in Lyon, France – abstracts due Feb. 17, 2017 (updated)
Joyce Rothschild and I are co-organizing a mini-conference at the Society for the Advancement of Socio-Economics (SASE) in Lyon, France. Please consider submitting an abstract, due to the SASE submission site by Feb. 17, 2017 (updated deadline!). Accepted presenters will need to provide a full paper by June 1, 2017 for discussion. Please circulate to this cfp to interested persons!
Seeking a More Just and Egalitarian Economy: Realizing the Future via Co-operatives, Communes, and Other Collectives
Forty years ago, as the most recent wave of economic collectives and cooperatives emerged, they advocated a model of egalitarian organization so contrary to bureaucracy that they were widely called “alternative institutions” (Rothschild 1979). Today, the practices of cooperative organizations appear in many movement organizations, non-governmental organizations (NGOs), and even “sharing” firms. Cooperative practices are more relevant than ever, especially as recent political changes in the US and Europe threaten to crush rather than cultivate economic opportunities.
Cooperative groups engage in more “just” economic relations, defined as relations that are more equal, communalistic, or mutually supportive. The oldest collectives – utopian communes, worker co-operatives, free schools, and feminist groups – sought authentic relations otherwise suppressed in a hierarchical, capitalist system. Similar practices shape newer forms: co-housing, communities and companies promoting the “sharing economy,” giving circles, self-help groups, and artistic and social movement groups including Burning Man and OCCUPY. While some cooperatives enact transformative values such as ethically responsible consumerism and collective ownership, other groups’ practices reproduce an increasingly stratified society marked by precarity. Submitted papers might analyze the reasons for such differences, or they might examine conditions that encourage the development of more egalitarian forms of organization.
Submitted papers could also cover, but are not limited, to exploring:
- What is the nature of “relational work” (cf. Zelizer 2012) conducted in these groups, and how it differs – or is similar to – from relational work undertaken in conventional capitalist systems?
- How do collectivities that engage in alternative economic relations confront challenges that threaten – or buttress – their existence? These challenges include recruiting and retaining members, making decisions, and managing relations with the state and other organizations. Moreover, how do these groups construct distinct identities and practices, beyond defining what they are not?
- How are various firms attempting to incorporate alternative values without fully applying them? For instance, how are companies that claim to advance the sharing economy – Uber, airbnb, and the like – borrowing the ideology and practices of alternative economic relations for profit rather than authentic empowerment? What are the implications of this co-optation for people, organizations, and society at large?
- How do new organizations, especially high tech firms, address or elide inequality issues? How do organizing practices and values affect recognition and action on such issues?
- What can we learn from 19th century historical examples of communes and cooperatives that can shed insight on their keys to successful operation today? Similarly, how might new cooperatives emerge as egalitarian and collective responses to on-going immigration issues or economic crisis generated by policies favoring the already wealthy?
- Are collectives, cooperatives and/or firms that require creativity, such as artists’ cooperatives or high tech firms, most effective when they are organized along more egalitarian principles? How do aspects of these new modes of economic organization make them more supportive of individual and group creativity?
Bibliography
Graeber, David. 2009. Direct Action: An Ethnography. Oakland, CA: AK Press.
Rothschild, Joyce. 1979. “The Collectivist Organization: An Alternative to Rational-Bureaucratic Models.” American Sociological Review 44(4): 509-527.
Rothschild, Joyce and J. Allen Whitt. 1986. The Cooperative Workplace: Potentials and Dilemmas of Organizational Democracy and Participation. New York: Cambridge University Press.
Zelizer, Vivianna A. 2012. “How I Became a Relational Economic Sociologist and What Does That Mean?” Politics & Society 40(2): 145-174.
Questions about the above cfp may be directed to Joyce and myself.
Here is info about the mini-conference format:
Each mini-conference will consist of 3 to 6 panels, which will be featured as a separate stream in the program. Each panel will have a discussant, meaning that selected participants must submit a completed paper in advance, by 1 June 2017. Submissions for panels will be open to all scholars on the basis of an extended abstract. If a paper proposal cannot be accommodated within a mini-conference, organizers will forward it to the most appropriate research network as a regular submission.
More info about mini-conferences here.
The 2017 SASE conference in Lyon, France, hosted by the University of Lyon I from 29 June to 1 July 2017, will welcome contributions that explore new forms of economy, their particularities, their impact, their potential development, and their regulation.
More info about the SASE conference theme, a critical perspective on the sharing economy, is available at “What’s Next? Disruptive/Collaborative Economy or Business as Usual?”
Joyce and I look forward to reading your submissions!
welcome, guest blogger M. Pilar Opazo!
Orgheads, take note, I am thrilled to introduce a guest post by M. Pilar Opazo, who has just published an exciting new book, Appetite for Innovation: Creativity and Change at elBulli (2016, Columbia University Press), on the much lauded, three-star Michelin restaurant elBulli.
Here’s a description of the book from the Columbia Press website:
The name elBulli is synonymous with creativity and innovation. Located in Catalonia, Spain, the three-star Michelin restaurant led the world to “molecular” or “techno-emotional” cooking and made creations, such as pine-nut marshmallows, rose-scented mozzarella, liquid olives, and melon caviar, into sensational reality. People traveled from all over the world—if they could secure a reservation during its six months of operation—to experience the wonder that chef Ferran Adrià and his team concocted in their test kitchen, never offering the same dish twice. Yet elBulli’s business model proved unsustainable. The restaurant converted to a foundation in 2011, and is working hard on its next revolution. Will elBulli continue to innovate? What must an organization do to create something new?
Appetite for Innovation is an organizational analysis of elBulli and the nature of innovation. Pilar Opazo joined elBulli’s inner circle as the restaurant transitioned from a for-profit business to its new organizational model. In this book, she compares this moment to the culture of change that first made elBulli famous, and then describes the novel forms of communication, idea mobilization, and embeddedness that continue to encourage the staff to focus and invent as a whole. She finds that the successful strategies employed by elBulli are similar to those required for innovation in art, music, business, and technology, proving the value of the elBulli model across organizations and industries.
Glowing reviews of the book and its contributions to organizational studies and our understanding of creativity, penned by organizational sociologists Walter Powell and Diane Vaughan, urban sociologist Sharon Zukin, food scholars Priscilla Ferguson and Krishnendu Ray, and others are available here.
Forbes also listed Appetite for Innovation as one of 17 books recommended for “creative leaders” to read this summer.
M. Pilar Opazo is a postdoctoral research scholar at the Columbia Business School. She is the coauthor of two Spanish-language volumes, Communications of Organizations and Negotiation: Competing or Collaborating, and her journal publications include Sociological Theory and the International Journal of Gastronomy and Food Science. For more information about Pilar, see www.mpilaropazo.com
factory of the dolls
If you’re like me, you enjoy the rare behind-the-scenes view of how everyday products and services are made. The Spanish manufacturer of the Paola Reina dolls has a mesmerizing video that starts with design of a doll and ends with the packaging of a completed doll. The only way this video could improve is to follow one doll through the entire production process. Check out the tray of blinking doll eyeballs at the 4:40 mark.
A full line of Paola Reina dolls on display at a trade show:
Seeking
services an experience for your new friend? See Gawker’s review of the American Doll Cafe in NYC.
inequality perpetuated via organizations – a view from cultural sociology
Sociologists are increasingly recognizing how organizations facilitate and perpetuate inequality. Check out the recently published Socio-Economic Review paper, “What is Missing? Cultural Processes and Causal Pathways to Inequality” by Michèle Lamont, Stefan Beljean, and Matthew Clair.
Building on Weber’s concept of rationalization, the authors argue that organizations’ propensity for standardization and evaluation (along with other processes) contribute to inequalities. Standardization flattens inputs and outputs, subjecting these to comparisons along narrow dimensions. In addition, those that conform to standards can receive needed resources, leaving outliers to scrap for the remainders:
Standardization is the process by which individuals, groups and institutions construct ‘uniformities across time and space’ through ‘the generation of agreed-upon rules’ (Timmermans and Epstein, 2010, p. 71). While the process implies intention (‘agreed-upon rules’) on the part of social actors, standardization as a process in everyday life frequently has unintended consequences. The construction of uniformities becomes habitual and taken for granted once the agreed-upon rules are set in place and codified into institutional and inter-subjective scripts (often formal, albeit sometimes also informal). In its industrial and post-industrial manifestations, the process of standardization is part and parcel of the rationalization and bureaucratization of society (Carruthers and Espeland, 1991; Olshan, 1993; Brunsson and Jacobsson, 2000; Timmermans and Epstein, 2010).
….Moreover, the effects of standardization on inequality are often unintended or indeterminate. Indeed, standards are often implemented with the intent of developing a common benchmark of success or competence and are frequently motivated by positive purposes (e.g. in the case of the adoption of pollution standards or teaching standards). Yet, once institutionalized, standards are often mobilized in the distribution of resources. In this process, in some cases, those who started out with standard relevant resources may be advantaged (Buchmann et al., 2010). In this sense, the consequences of standardization for inequality can be unintentional, indirect and open-ended, as it can exacerbate or abate inequality.Whether they are is an empirical issue to be assessed on a case-by-case basis.
One example of this interaction between standardization and social inequality is the use of standards in education as documented by Neckerman (2007). Among other things, her work analyses the rise of standardized and IQ testing in the 1920s in American education and local Chicago education policy. It shows how standardized test scores came to be used to determine admission to Chicago’s best vocational schools, with the goal of imposing more universalist practices. Yet, in reality, the reform resulted in diminished access to the best schooling for the city’s low-income African-American population…. (591-592).
Similarly, evaluation facilitates and legitimates differential treatment of individual persons:
Evaluation is a cultural process that—broadly defined—concerns the negotiation, definition and stabilization of value in social life (Beckert and Musselin, 2013). According to Lamont (2012, p. 206), this process involves several important sub-processes, most importantly categorization (‘determining in which group the entity [. . .] under consideration belongs’) and legitimation (‘recognition by oneself and others of the value of an entity’).
In the empirical literature, we find several examples of how evaluation as a cultural process can contribute to inequality, many of which are drawn from sociological research on hiring, recruiting and promotion in labour markets. The bulk of these studies concern how evaluation practices of organizations favour or discriminate against certain groups of employees (see, e.g. Castilla and Benard, 2010) or applicants (see, e.g. Rivera, 2012). Yet, some scholars also examine evaluation processes in labour markets from a broader perspective, locating evaluation not only in hiring or promotion but also in entire occupational fields.
For instance, Beljean (2013b) studied standards of evaluation in the cultural industry
of stand-up comedy. Drawing on interviews with comedians and their employers as well as ethnographic fieldwork, he finds that even though the work of stand-up comedians is highly uniform in that they all try to make people laugh, there is considerable variation in how comedians are evaluated across different levels of stratification of the comedy industry. Thus, for example, newcomer comedians and star performers are judged against different standards: while the former must be highly adaptable to the taste of different audiences and owners of comedy clubs, the latter are primarily judged by their ability to nurture their fan-base and to sell out shows. Even though this difference does not necessarily translate into more inequality among comedians, it tends to have negative effects on the career prospects of newcomer comedians. Due to mechanisms of cumulative advantage, and because both audiences and bookers tend to be conservative in their judgement, it is easier for more established comedians to maintain their status than for newcomers to build up a reputation. As a result, a few star comedians get to enjoy a disproportionally large share of fame and monetary rewards, while a large majority of comedians remain anonymous and marginalized. (593)
Those looking for ways to curb inequality will not find immediate answers in this article. The authors do not offer remedies for how organizations can combat such unintended consequences, or even, have its members become more self-aware of these tendencies. Yet, we know from other research that organizations have attempted different measures to minimize bias. For example, during the 1970s and 1980s, orchestras turned to “blind” auditions to reduce gender bias when considering musicians for hire. Some have even muffled the floor to prevent judges from hearing the click of heels that might give away the gender of those auditioning.

An example of a blind audition, courtesy of Colorado Springs Philharmonic.
In any case, have a look at the article’s accompanying discussion forum, where fellow scholars Douglas S. Massey, Leslie McCall, Donald Tomaskovic-Devey, Dustin Avent-Holt, Philippe Monin, Bernard Forgues, and Tao Wang weigh in with their own essays.
special issue on democratic organizations in The Sociological Quarterly
Interested in recent research on democratic organizations?
The Sociological Quarterly has just published a special issue, organized by Joyce Rothschild, on “The Logic of A Co-Operative Economy and Democracy 2.0: Recovering the Possibilities for Autonomy, Creativity, Solidarity, and Common Purpose.” The articles cover findings, drawn from ethnographic research, interviews, and archival research, about how collectives engage in consensus-based decision making; how decentralization, storytelling, and communication help growing groups; how participatory practices obscure versus reveal inequality; how collectives redress gender inequality; how collectives dampen or harness emotions. Even better: All articles are free! Happy reading!
Here’s the line-up, which includes myself and other researchers:
Organizational ethnography: How to gain access
This post is intended to provide concrete tips for researchers looking to gain initial access to an organization, particularly for those doing fieldwork or qualitative interviews (but perhaps the suggestions will apply for survey research, as well). It extends Katherine Chen’s earlier post on gaining access to organizations.
If you have experience in this area, I hope you will contribute suggestions. I imagine that corporations will be of most interest to readers, but of course there can be challenges to accessing non-profits such as universities and the government, so please chime in if you have insights to contribute.
Here’s my experience: To successfully gain access to a multinational corporation to do an ethnography, I identified appropriate companies to study and then took the following steps:
- Network with anyone that had connections to the companies. This actually didn’t get me anywhere.
- Work to access multiple companies at one time. This was time-consuming but worthwhile because it took 6+ months to get into the company I studied, from my first efforts to reach out to a company to the day I was in the door.
- Prepare a research proposal document that looks like a business proposal. It includes my research objectives, what I would need from the company, potential “deliverables,” and my credentials. I researched business proposals to look at how they are formatted. My proposal was about 5 pages long, with lots of white space and just a few bullets on most pages. I put my university’s logo on the bottom of every page. I packaged it in a glossy folder from my university, along with my business card and a letter from my dissertation chair, on university letterhead, attesting to my abilities and trustworthiness. I attached a brief cover letter to the front. If you can demonstrate any connections to a business school, I imagine that would help
- Identify the right person in the organization, send them my proposal, and follow up. It may take a phone call or two to identify the right person because contact information often isn’t online.
Ultimately, two of the four companies I approached agreed to let me in, and I ended up studying one of them, “Starr Corporation.” I got lucky—around the time I approached the company, the director of diversity management was planning to do an internal evaluation of the company’s diversity programs, but the department’s budget was limited. She saw me as potentially fulfilling that role, and she saw my proposal as serious and professional.
After Starr said yes, we negotiated:
1. A letter, approved by their legal department, outlining the company’s anonymity and guidelines for my access. My university IRB provided no assistance whatsoever at this stage, which I thought was outrageous. I ended up consulting a lawyer I knew to look over the letter (I strongly recommend doing that), and I got someone in the university’s patents office to review it, as well… I gave the company the option of being anonymous, and they wanted that. The company added a sentence stating that I would not be paid to do my research. I didn’t anticipate this, but in retrospect it is not surprising at all.
2. An understanding that I would produce a final internal report (i.e. Powerpoint presentation) on the company’s diversity programs.
Once I was in the door, my status was analogous to a consultant. I got an ID, an identity and password, my own cubicle with a computer and, crucially, access to the company’s intranet, including its computer program for scheduling interviews. I had a point of contact within the diversity department who identified appropriate events for me to attend and individuals to interview.
How did you gain access?
Also, do you have suggestions of books or articles on gaining access to organizations? I only am familiar with general discussions of this topic. I particularly like Gaining Access: A Practical and Theoretical Guide for Qualitative Researchers, which is what the title suggests.
gender inequality and simple rules: the case of ellen pao and reddit
One of my arguments about inequality is that we should focus on simple rules that have an immediate positive effect. Granted, these are hard to find. When we do find them, they should command our attention. For example, many scholars of gender and work have found that women often lose out when negotiating. The solution? Ban salary negotiations. In other words, people should compete for jobs, but the jobs are relatively stable in terms of compensation. We shouldn’t allow our possibly unconscious (or even conscious!) views towards others to allow some people to get more for doing the same work.
Turns out that one CEO is following the “simple rules against inequality” philosophy – Ellen Pao of Reddit. From a recent Yahoo article:
In an interview with the Wall Street Journal published Monday, Pao says she decided to rewrite the rules of hiring at Reddit. In addition to hiring workplace diversity consultant Freada Kapor Klein, the company no longer allows new hires to negotiate their salaries. Pao defended her move based on studies that have shown that when women negotiate, they don’t fare as well as their male counterparts.
“We’ve got a lot of diversity on our team,” she told Yahoo’s Katie Couric in a separate interview. “We could use more, but we’re very excited to make sure we have different perspectives that represent the people we have using the site.”
Although Pao doesn’t name specific research, there have been plenty of studies to back up her claims. One 2006 study led by Carnegie Mellon University professor Linda Babcock revealed that when women negotiate, both men and women are less likely to want to work with them. Men, on the other hand, are much more respected for their negotiation skills. For women, it’s generally a lose-lose situation. In another study published in 2014, researchers found that female negotiators are perceived as more easily misled than male negotiators and are more likely than men to be lied to in negotiations.
One can easily imagine similar rules implemented in other workplaces. For example, if universities are worried that female scientists aren’t being promoted at similar rates, they could require automatic review instead of allowing promotion reviews to be optional or initiated by faculty.
50+ chapters of grad skool advice goodness: Grad Skool Rulz ($2!!!!)/From Black Power/Party in the Street
can powerful, elite-led organizations lessen inequality?
Hi all, I’m Ellen Berrey. I’ll be guest blogging over the next few weeks about inequality, culture, race, organizations, law, and multi-case ethnography. Thanks for the invite, Katherine, and the warm welcomes! Here’s what I’m all about: I’m an assistant professor of sociology at the University at Buffalo-SUNY and an affiliated scholar of the American Bar Foundation. I received my PhD from Northwestern in 2008. This fall, I jet off from the Midwest to join the faculty of the University of Denver (well, I’m actually going to drive the fading 2003 Toyota I inherited from my mom).
As a critical cultural sociologist, I study organizational, political, and legal efforts to address inequality. My new book, The Enigma of Diversity: The Language of Race and the Limits of Racial Justice (University of Chicago Press), is officially out next Monday (yay!). I’ll dive into that in future posts, for sure. I’m writing up another book on employment discrimination litigation with Robert Nelson and Laura Beth Nielsen, Rights on Trial: Employment Civil Rights in Work and in Court. These and my articles and other projects explore organizational symbolic politics, affirmative action in college admissions (also here and here), affirmative action activism (and here), corporate diversity management, fairness in discrimination litigation, discrimination law and inequality (and here), gentrification politics, and benefit corporations.
I’ll kick off today with some thoughts about a theme that I’ve been exploring for many years:
How can powerful, elite-led organizations advance broad progressive causes like social justice or environmental protection? I’m not just referring to self-identified activists but also corporations, universities, community agencies, foundations, churches, and the like. Various arms of the state, too, are supposed to forward social causes by, say, ending discrimination at work or alleviating poverty. To what extent can organizational decision-makers create positive social change through discrete initiatives and policies—or do they mostly just create the appearance of effective action? Time and again, perhaps inevitably, top-down efforts to address social problems end up creating new problems for those they supposedly serve.
To the point: Have you come across great research that examines how organizations can bring about greater equality and engages organizational theory?
I think this topic is especially important for those of us who study organizations and inequality. We typically focus on the harms that organizations cause. We know, for example, that employers perpetuate racial, class, and gender hierarchies within their own ranks through their hiring and promotion strategies. I believe we could move the field forward if we also could point to effective, even inspiring ways in which organizations mitigate inequities. I have in mind here research that goes beyond applied evaluations and that resists the Polly Anna-ish temptation to sing the praises of corporations. Critical research sometimes asks these questions, but it often seems to primarily look for (and find) wrongdoing. Simplistically, I think of this imperative in terms of looking, at once, at the good and bad of what organizations are achieving. Alexandra Kalev, Frank Dobbin, and Erin Kelly’s much-cited American Sociological Review article on diversity management programs is one exemplar. There is room for other approaches, as well, including those that foreground power and meaning making. Together with the relational turn in the study of organizational inequality, this is a promising frontier to explore.
More soon. Looking forward to the conversation.
gay identities and occupational segregation
Ray Fisman and Tim Sullivan, an emeritus guest blogger, have written an article in Slate about the clustering of LBGT workers into specific occupations. In other words, is there any truth to the view that LBGT people tend to go into specific professions like cosmetology? Fisman and Sullivan use an ASQ paper to discuss the issue. The idea is simple – LBGT people probably are attracted to jobs that either (a) require subtle interactional skills, which they have cultivated because they live in a hostile environment or (b) they seek jobs where they can work by themselves so they don’t have to deal with hostility or constantly trying to stay submerged. From Fisman and Sullivan’s analysis:
The central thesis of Tilcsik, Anteby, and Knight’s paper is that gays and lesbians will tend to be employed at high rates in occupations that require social perceptiveness, allow for task independence, or both. They test their theory using data from the American Community Survey—a gargantuan study of nearly 5 million Americans conducted annually by the U.S. Census Bureau—and the U.S. National Longitudinal Study of Adolescent Health (Add Health), an ongoing study that has followed the same group of Americans since 1994. All Add Health respondents were in middle or high school in the mid-1990s, so they were just beginning to settle into their careers around 2008, the year the study uses for its analyses. Both data sets include questions that can be used to infer sexual orientation, as well as information on respondents’ occupations.
The authors connected these data to assessments of the extent to which particular jobs require social perceptiveness and whether they allow for task independence, which come from ratings from the Occupational Information Network, a survey of employees on what they see as their job requirements and attributes. The survey seems particularly well-suited to the researchers’ task. One question asks the extent to which workers “depend on themselves rather than on coworkers and supervisors to get things done” (task independence), while another asks whether “being aware of others’ reactions and understanding why they react as they do is essential to the job” (social perceptiveness).
The link between these attributes and sexual orientation is immediately apparent from browsing the list of the top 15 occupations with the highest proportions of gay and lesbian workers. Every single one scores relatively high on either social perceptiveness or task independence, and most vocations score high on both. According to the authors’ calculations, the proportion of gays and lesbians in an occupation is more than 1.5 times higher when the job both has high task independence and requires social perceptiveness.
Clever paper! The paper is also an excellent contribution to studies of occupational segregation that go beyond stories of human capital. Recommended!
50+ chapters of grad skool advice goodness: Grad Skool Rulz ($2!!!!)/From Black Power/Party in the Street!!